Securities and Commodities Fraud
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Yesterday, the Securities and Exchange Commission announced awards totaling over $570,000 to two whistleblowers paid out by the investor protection […]

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The U.S. Securities Exchange Commission’s Enforcement Division released a public statement on March 23, 2020, warning that the Commission will […]

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Yesterday, the U.S. Securities and Exchange Commission (SEC) announced an award of over $1.6 million to a whistleblower who provided […]

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The Consumer Financial Protection Bureau (Bureau) has proposed adding monetary rewards to its whistleblower program.  In a recent submission to […]

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Today, the Securities and Exchange Commission (SEC) announced a whistleblower award of $7 million given to an individual whose information […]

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On Thursday, the U.S. Commodities Future Trading Commission (CFTC) issued an alert seeking whistleblowers to assist it in rooting out […]

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Yesterday, the Securities and Exchange Commission (SEC) announced two whistleblower awards to two separate whistleblowers for their efforts in providing […]

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On July 30, 2002 Congress passed the most sweeping enhancement of securities laws in a generation: The Sarbanes-Oxley Act (also […]

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The Commodities Futures Trading Commission (“CFTC” or “Commission”) Division of Enforcement (“DOE”) recently published its second annual report. The report […]

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The Securities and Exchange Commission (“SEC”) will not introduce “caps” on whistleblower awards, SEC Chairman Jay Clayton told lawmakers on […]

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