U.S. Collections from Birkenfeld Disclosures
|
NAME |
State |
CHARGE/ PLEA |
SENTENCED |
TIME SERVED |
|
Paul Zabczuk |
Texas |
Pled guilty to filing false tax returns |
3 years of supervised release with 1 year served in home detention and 100 hrs community service |
NO PRISON TIME |
|
Federico Hernandez |
New York |
Concealing ownership of his UBS accounts. |
12 months in prison, 6 months home confinement and, ordered to pay a civil FBAR[1] penalty of $4.4 million |
|
|
Jules Robbins |
New York |
Concealing income from the IRS |
One year probation and ordered to pay a civil FBAR penalty of $20.8 million |
NO PRISON TIME |
|
Roberto Cittadini |
Washington |
Pled guilty to filing false tax return and concealing $2 million |
6 months home detention and 1yr supervised release & ordered to pay $10,000 & $17, 985 in restitution |
NO PRISON TIME |
|
Steven Michael Rubinstein |
Florida |
Filing false tax return and intentionally failed to disclose the existence of a Swiss bank account and income earned on the account |
3 years probation, with 12 months served in home detention |
NO PRISON TIME |
|
John McCarthy |
California |
Concealing a Swiss bank account from the US govt. |
3 years of supervised release with 6 months served in home detention and 300 hours community service. Also ordered to pay $25, 000 fine |
NO PRISON TIME |
|
Jeffrey Chernick |
New York |
Pled guilty to filing false tax return |
3 months in prison and 1 year of supervised release w/a 6 months served in home detention. Judge later reduced prison sentence to one month |
|
|
Juergen Homman |
New Jersey |
Pled guilty to failure to file a report of FBAR |
5 years probation and ordered to pay $ 60, 000 fine. |
NO PRISON TIME |
|
Kenneth Heller |
New York |
One count of tax evasion; One count of willful failure to file an FBAR |
Fugitive |
NO PRISON TIME |
|
Shmuel Sternfeld |
New York |
Criminal indictment for tax evasion |
Case Pending |
NO PRISON TIME |
|
Sybil Nancy Upham |
New York |
Pled guilty to one count of conspiring to defraud the IRS; Three counts of subscribing to false federal income tax returns; Four counts of willful failure to file an FBAR |
Awaiting Sentencing |
|
|
Samuel Phineas Upham |
New York |
Helping his mother defraud U.S. Tax Authorities |
|
|
|
Ernest Vogliano |
New York |
One count of conspiring to defraud the IRS; Five counts of subscribing to false federal income tax returns; Four counts of willful failure to file an FBAR |
Case Pending |
NO PRISON TIME |
|
Richard Werdiger |
New York |
One count of conspiring to defraud the IRS; Five counts of subscribing to false federal income tax returns; Two counts of willful failure to file an FBAR; Two counts of filing a false FBAR |
Case Pending |
NO PRISON TIME |
|
Jack Barouh |
Florida |
Pleaded guilty to filing false tax returns |
Sentenced to 10 months in prison and ordered to pay all taxes, interest and penalties due and owing |
|
|
Leonid Zaltsberg |
New Jersey |
Pled guilty of filling a false tax return, and failing to file a report of FBAR. Failing to disclose the existence of his Swiss bank accounts. |
Four years probation and one year of home confinement; a $3,000 fine on top of the $1.3 million paid in civil penalty |
NO PRISON TIME |
|
Harry Abrahamsen |
New Jersey |
Failing to file proper disclosures on his UBS accounts. |
Sentencing scheduled for July 27, 2010 (no update) |
|
|
Lucille Abrahamsen Jackson |
New Jersey |
Pled guilty to filing a false tax return and failing to file a FBAR |
Sentencing scheduled for February 28, 2011 |
|
|
Peter Schober |
Massachusetts |
Pled guilty to filing false tax returns in which they failed to report their interest from foreign bank accounts. |
|
|
|
Gregory Rudolph |
Massachusetts |
Allegedly filed false tax returns in which they failed to report their interest from foreign bank accounts. |
|
|
|
Jeffrey Chatfield |
California |
Pled guilty to filing a false tax return |
Sentenced to three years probation and fined about $96,000 |
|
|
Bernard Goldstein |
California |
Charged with one count of conspiracy to defraud the IRS; Five counts of filing false federal income tax returns; Three counts of failing to file FBAR |
Has not yet entered in a plea |
|
|
Andrew Silva |
Virginia |
Pled guilty to conspiring with a banker to hide a $250,000 account from the IRS |
Sentenced to four months of home detention, fined $20,000, forfeited $211,200, and paid $16, 484 in back taxes |
NO PRISON TIME |
|
Robert Moran |
Florida |
Pled guilty to filing a false tax return |
Sentenced to two months in prison and five months of home detention |
|
|
Felix Mathis |
Swiss Attorney |
Charged with helping Silva hide his assets from the IRS and smuggling $235,000 in the US |
Case Pending |
|
|
Renzo Gadola |
Florida |
Pled guilty to tax fraud conspiracy |
Sentencing scheduled for March 10, 2011 |
|
|
Raoul Weil |
Florida |
Conspiring with other executives, managers, and private bankers and clients of the banking firm to defraud the U.S. |
Declared a Fugitive in January 2009 |
NO PRISON TIME |
|
Hansruedi Shuemacher |
Florida |
Conspiring to assist wealthy American client conceal their assets by establishing sham offshore entities |
Declared a Fugitive in December 2009- Believed to be in Switzerland |
NO PRISON TIME |
|
Matthias Rickenbach |
Florida |
Conspiring to assist wealthy American client conceal their assets by establishing sham offshore entities |
Declared a Fugitive in December 2009- Believed to be in Switzerland |
NO PRISON TIME |